If Companies want to retain and support their compliance staff, then Boards and Companies need to find ways to improve their compliance … [Read more...] about What would the introduction of Discretionary Civil Penalties mean for you and your staff?
Resources
Responsible for AML and CFT in your designated business? Are you ready for a visit from the Authority?
The Isle of Man Financial Services Authority (IOMFSA) are increasingly conducting random regulatory reviews on IOM Designated Businesses including … [Read more...] about Responsible for AML and CFT in your designated business? Are you ready for a visit from the Authority?
Review of the 2022 AICP Manx State of the Nation
We were delighted to be able to return to a ‘physical’ rather than virtual Manx State of the Nation event this year. Held on the 4th February in … [Read more...] about Review of the 2022 AICP Manx State of the Nation
What’s down the Road for the MLRO?
In a world of increased financial crime, the responsibilities of the money laundering reporting officer are changing. But are these changes for the … [Read more...] about What’s down the Road for the MLRO?
How do you know if your Business Risk Assessments are effective?
The IOMFSA has issued the following guidance: ✅ Long Term Insurers sector specific guidance note; ✅ Long Term Insurers Supplemental Information … [Read more...] about How do you know if your Business Risk Assessments are effective?
Compliance Officers: 6 signs you are heading for burnout (and what you can do about it)
The work of a good compliance officer is never done. The challenges come thick and fast, and staying ahead of the game can be demanding. To be a … [Read more...] about Compliance Officers: 6 signs you are heading for burnout (and what you can do about it)
